Beam & Astarita
Formed by the merger of the practices of corporate and securities
lawyers with a white collar criminal attorney, Beam &
Astarita, LLC is a boutique law firm offering corporate, securities
and commerical litigation services to small and medium sized
corporations, with a particular emphasis on the financial
services industry.
As securities lawyers, the firm's lawyers focus on the representation
of clients in securities related matters. Our lawyers represent
broker-dealers, clearing firms, hedge funds, and other financial
service companies in all apects of their business, from drafting
contracts, to compliance audits and regulatory investigations,
to federal court litigation and securities
arbitration matters.
Our lawyers also represent individuals in securities related
matters, including investors as well as financial professionals
including brokers, advisors, traders, and analysts. Our representation
is nationwide and inculdes all aspects of the broker-firm
relationship, and regulatory,
compliance, corporate and related matters.
Our securities lawyers provide additional legal representation
for financial firms in startup operations, compliance audits,
corporate finance, regulatory audits, investigations, examinations
and all litigation matters, including arbitration before the
NASD and NYSE.
Our securities lawyers represent customers, brokers and firms
in securities disputes, primarily in mediations and NASD
and NYSE arbitrations.
The firm's lawyers focus on the representation all types
of business entities in the New York Metropolitian area, in
their general corporate matters. Our attorneys provide advice
and counsel on general corporate operations, joint ventures,
employment contracts, corporate finance matters, and regulatory
matters affecting their business operations and regulatory
concerns.
Our corporate and securities work also includes the representation
of private and public corporations, limited liability companies
and partnerships in their routine business dealings, as well
as vendor, shareholder and commercial litigation.
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Corporate and Securities Lawyers Providing Representation
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