Beam & Astarita, LLC

Formed by the merger of the practices of securities regulation and litigation attorneys with corporate litigators and a white collar criminal practice, Beam & Astarita, LLC is a boutique law firm offering specialized and unique services to the financial services industry, and the investment community at large.

The firm's practice focuses on the representation of broker-dealers, brokers, clearing firms and other financial services entities in their varied regulatory and compliance matters, including startup operations, compliance audits, general corporate representation, regulatory audits, investigations, examinations and all litigation matters, including arbitration before the NASD and NYSE.

The firm also represents a wide variety of corporations in their business and general corporate matters, as well as in their financing transactions, including private placements, mergers, acquistions, reorganizations, and initial public offerings.

The attorneys of Beam & Astarita, LLC have extensive experience in these areas of law,and have the proven ability effectively provide complex, technical legal services in a cost effective and efficient manner through theuse of the latest technology, employing modern systems of communication, computer networks, automated document preparation and control, and sophisticated management and accounting systems.

Our clients are nationwide and range from small, local businesses to public companies; from individuals to large associations.

• Broker-Dealer Compliance
• Securities Arbitration and Litigation
• Compliance and Regulatory Audits
• Public and Private Financing
• Real Estate Transactions and Financing
• General Corporate Formation
• Corporate Operations
• General Counsel Services